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WO2007035066A1 - The method of making optically active 3-acyloxy-gamma-butyrolactone and optically active 3-hydroxy-gamma-butyrolactone by enzymatic method - Google Patents

The method of making optically active 3-acyloxy-gamma-butyrolactone and optically active 3-hydroxy-gamma-butyrolactone by enzymatic method Download PDF

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WO2007035066A1
WO2007035066A1 PCT/KR2006/003799 KR2006003799W WO2007035066A1 WO 2007035066 A1 WO2007035066 A1 WO 2007035066A1 KR 2006003799 W KR2006003799 W KR 2006003799W WO 2007035066 A1 WO2007035066 A1 WO 2007035066A1
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Prior art keywords
gamma
butyrolactone
acyloxy
optically active
racemic
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PCT/KR2006/003799
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French (fr)
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Soon Ook Hwang
Sun Ho Chung
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Enzytech, Ltd.
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Publication of WO2007035066A1 publication Critical patent/WO2007035066A1/en

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    • CCHEMISTRY; METALLURGY
    • C07ORGANIC CHEMISTRY
    • C07DHETEROCYCLIC COMPOUNDS
    • C07D307/00Heterocyclic compounds containing five-membered rings having one oxygen atom as the only ring hetero atom
    • C07D307/02Heterocyclic compounds containing five-membered rings having one oxygen atom as the only ring hetero atom not condensed with other rings
    • C07D307/26Heterocyclic compounds containing five-membered rings having one oxygen atom as the only ring hetero atom not condensed with other rings having one double bond between ring members or between a ring member and a non-ring member
    • C07D307/30Heterocyclic compounds containing five-membered rings having one oxygen atom as the only ring hetero atom not condensed with other rings having one double bond between ring members or between a ring member and a non-ring member with hetero atoms or with carbon atoms having three bonds to hetero atoms with at the most one bond to halogen, e.g. ester or nitrile radicals, directly attached to ring carbon atoms
    • C07D307/32Oxygen atoms
    • C07D307/33Oxygen atoms in position 2, the oxygen atom being in its keto or unsubstituted enol form

Definitions

  • the present invention relates to process for the preparation of optically active
  • 3-acyloxy-gamma-butyrolactone repesented by the general formula 5 and optically active 3-hydroxy-gamma-butyrolactone represented by the general formula 6 in scheme 1 from racemic 3-acyloxy-gamma-butyrolactone by enzymatic method.
  • racemic 4-chloro-3-hydroxybutyronitrile(2), racemic 3-hydroxy-gamma-butyrolactone(3), racemic 3-acyloxy-gamma-butyrolactone (4) is prepared from racemic epichlorohydrin(l) in turn, racemic
  • 3-acyloxy-gamma-butyrolactone is hydrolyzed stereospecifically by lipases or lipase- producing microorganisms in aqeous phase or organic Dphase containing water for the preparation of optically active 3-hydroxy-gamma-butyrolactone and optically active 3-acyloxy-gamma-butyrolactone.
  • Optically active 3-acyloxy-gamma-butyrolactone can be converted to optically active 3-hydroxy-gamma-butyrolactone by deacylation, and is used for precursor of other useful substances. According to this invention, it is possible to transform 3-acyloxy-gamma-butyrolactone with low optical purity into 3-acyloxy-gamma-butyrolactone or 3-hydroxy-gamma-butyrolactone with high optical purity.
  • 3-acyloxy-gamma-butyrolactone are important intermediates. Particularly they are used in preparing pharmaceuticals such as L-carnitine, hypertension drug and hyper- lipidemia drug.
  • Daicel, Ltd. produced optically active 3-hydroxy-gamma-butyrolactone(93.9%e.e) from optically active ethyl 4-chloro-3-hydroxybutyrate using microorganism, but this method is not useful for industrial use because substrate concentration is low(JP 2002-204699). And in the same way, they produced optically active 3-hydroxy-gamma-butyrolactone from racemic ethyl 4-chloro-3-hydroxybutyrate, but they obtained the compound with low optical purity.
  • the present invention relates to process for the preparation of optically active
  • this invention includes the process for preparing 3-hydroxy-gamma-butyrolactone from epichlorohydrin one by one, and 3-acyloxy-gamma-butyrolactone is obtained by acylation. Racemic 3-acyloxy-gamma-butyrolactone is subjected to produce optically active 3-acyloxy-gamma-butyrolactone and optically active
  • lipases such as CAL B(Novozym 435,
  • Racemic 3-hydroxy-gamma-butyrolactone is determined using HP-FFAP column(Agilent, Inc., 3O m X 0.53 mm). The oven temperature was maintained initially at 100 0 C for 5 min and then raised at the rate of 20 °C/min to 220 0 C, and maintained for 10 min. Helium gas was used as carrier and compounds were detected using FID at 220 0 C. In this condition the typical retention time of the compounds was as follows:
  • 3-acyloxy-gamma-butyrolactone were determined by HPLC(LAB Alliance, Model 201) equipped with chiral column AD-H(Daicel, 0.46 cm X 25 cm). Hexane and isopropyl alcohol mixture(90:10) used as mobile phase and flow rate was 0.7 ml/min, and the absorbance was 220nm.
  • the typical retention time of the compounds in this invention was as follows:
  • Example 1 Preparing of racemic 3-acetoxy-gamma-butyrolactone [37] [38] Pyridine(1.8 g) and acetyl chloride(1.57 g) was added to 20 ml of chloroform containing racemic 3-hydroxy-gamma-butyrolactone at 0 0 C and stirred at room temperature for 2 hours. The reaction mixture was extracted with organic solvent and concentrated to afford 1.83 g of racemic 3-acetoxy-gamma-butyrolactone. And this compound was confirmed by nuclear magnetic resonance.
  • Example 2 Hydrolysis of racemic 3-acetoxy-gamma-butyrolactone
  • Example 3 Racemic 3-acetoxy-gamma-butyrolactone(5%(v/v)) prepared from Example 1 was added to 4.75 ml 0.2 M potassium phosphate buffer(pH 7.0) and the reaction was carried out at 30 0 C after adding lipase CAL B. The reaction mixture was extracted with ethyl acetate and (R)-3-acetoxy-gamma-butyrolactone and (S)-3-hydroxy-gamma-butyrolactone was analyzed by above-mentioned method. The results are shown in Table 1.
  • Example 3 Preparation of racemic 3-butoxy-gamma-butyrolactone [47] [48] Pyridine(3.5g) and butyryl chloride(4.7 g) was added to 100 ml of chloroform containing racemic 3-hydroxy-gamma-butyrolactone at 0 0 C and stirred at room temperature. The reaction mixture was extracted with organic solvent and concentrated to afford racemic 3-butoxy-gamma-butyrolactone. And this compound was confirmed by nuclear magnetic resonance.
  • racemic 3-acyloxy-gamma-butyrolactone is hydrolyzed to optically active 3-acyloxy-gamma-butyrolactone and optically active 3-hydroxy-gamma-butyrolactone, also it is easy to seperate products from reaction mixture.
  • Optically active 3-acyloxy-gamma-butyrolactone produced according to this invention can be converted to optically active 3-hydroxy-gamma-butyrolactone by deacylation. Therefore, this method is an useful process on the industrial scale for making optically active 3-acyloxy-gamma-butyrolactone or optically active 3-hydroxy-gamma-butyrolactone used as pharmaceutical intermediates.

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  • Chemical & Material Sciences (AREA)
  • Organic Chemistry (AREA)
  • Preparation Of Compounds By Using Micro-Organisms (AREA)

Abstract

The present invention relates to the process for preparing optically active 3-acyloxy-gamma-butyrolactone repesented by the general formula 5 and optically active 3-hydroxy-gamma-butyrolactone represented by the general formula 6 in scheme 1 from racemic 3-acyloxy-gamma-butyrolactone repesented by the general formula 4 by enzymatic method. In more detail, this invention relates to the process for the preparation of optically active 3-acyloxy-gamma-butyrolactone and optically active 3-hydroxy-gamma-butyrolactone wherein racemic epichlorohydrin represented by the general formula 1 is subjected to produce racemic 4-chloro-3-hydroxybutyronitrile, racemic 3-hydroxy-gamma-butyrolactone and racemic 3-acyloxy-gamma-butyrolactone in turn and racemic 3-acyloxy-gamma-butyrolactone is hydrolyzed sterospecifically using lipases or lipase-producing microorganisms in the aqeous phase or organic phase containing water. This method is useful in the practical process because production and seperation of compounds with high optical purity are easy comparing with other reported process.

Description

Description
THE METHOD OF MAKING OPTICALLY ACTIVE
3-ACYLOXY-GAMMA-BUTYROLACTONE AND OPTICALLY
ACTIVE 3-HYDROXY-GAMMA-BUTYROLACTONE BY
ENZYMATIC METHOD Technical Field
[1] The present invention relates to process for the preparation of optically active
3-acyloxy-gamma-butyrolactone repesented by the general formula 5 and optically active 3-hydroxy-gamma-butyrolactone represented by the general formula 6 in scheme 1 from racemic 3-acyloxy-gamma-butyrolactone by enzymatic method. In more detail, racemic 4-chloro-3-hydroxybutyronitrile(2), racemic 3-hydroxy-gamma-butyrolactone(3), racemic 3-acyloxy-gamma-butyrolactone (4) is prepared from racemic epichlorohydrin(l) in turn, racemic
3-acyloxy-gamma-butyrolactone is hydrolyzed stereospecifically by lipases or lipase- producing microorganisms in aqeous phase or organic Dphase containing water for the preparation of optically active 3-hydroxy-gamma-butyrolactone and optically active 3-acyloxy-gamma-butyrolactone. Optically active 3-acyloxy-gamma-butyrolactone can be converted to optically active 3-hydroxy-gamma-butyrolactone by deacylation, and is used for precursor of other useful substances. According to this invention, it is possible to transform 3-acyloxy-gamma-butyrolactone with low optical purity into 3-acyloxy-gamma-butyrolactone or 3-hydroxy-gamma-butyrolactone with high optical purity.
[2] [Scheme 1]
[3]
Figure imgf000003_0001
[4] (R=C n H 2n+l , n=l~8)
[5] Optically active 3-hydroxy-gamma-butyrolacotne and
3-acyloxy-gamma-butyrolactone are important intermediates. Particularly they are used in preparing pharmaceuticals such as L-carnitine, hypertension drug and hyper- lipidemia drug. Background Art
[6] There are several methods to prepare optically active
3-hydroxy-gamma-butyrolactone and optically active 3-acyloxy-gamma-butyrolactone.
[7] Yuasa et al.(Liebigs ann. /Recuei/.1997. 1877- 1879) obtained ethyl
(S)-4-chloro-hydroxybutanoate(94 %e.e) using Ru-(R)-p-tolyl-BINAP catalyst from ethyl 4-chloro-3-oxobutanoate, and (S)-3-hydroxy-gamma-butyrolactone is synthesized using HCl from above compound(yield 83%, 94%e.e).
[8] In another case, Cheon et al.(KP 10-1999-0030062, KP 10-1999-0030065) produced (S)-3,4-dihydroxybutyric acid from amilopectin and this is converted to (S)-3-hydroxy-gamma-butyrolactone by cyclization. In addition, optically active 3-hydroxy-gamma-butyrolactone can be produced in high yield from starch or mal- tooligosaccharide, in this condition other similar compounds are produced and it is not easy to seperate impurities by the conventional method because of the structural similarity. And this process includes many complicated steps.
[9] Also, Gwak et al. (KP 2003-0004902) obtained
(S)-3-hydroxy-gamma-butyrolactone by cyclization of dihydroxybutyric acid methyl ester produced from malic acid. But this method needs high temperature and high pressure during the reaction.
[10] Hollingworth et al.(USP 5808107) preparated (S)-3-hydroxy-gamma-butyrolactone from malic acid. Sodium borohydride used as a reducing agent in this process is too expensive, so this method is unsuitable for production on the large scale. Eur et al.(KP 2002-0073751) obtained (S)-3-acetoxy-gamma-butyrolactone by reduction of (S)-3-acetoxy-succinic acid produced from L-malic acid.
[11] Lee et al.(KP 2003-0065192) obtained (S)-4-chloro-3-hydroxybutyronitrile from
(S)-epichlorohydrin and (S)-3-hydroxy-gamma-butyrolactone was produced from (S)-4-chloro-3-hydroxybutyronitrile. This method has a disadvantage of high cost because (S)-epichlorohydrin is too expensive.
[12] On the other hand, Suzuki et al.(Enzyme Microbiology and Technology, 1999, 24,
13-20) produced (S)-hydroxy-gamma-butyrolactone(92.4%e.e) from racemic ethyl 4-chloro-3-hydroxybutyrate using dechlorinase-producing microorganism.
[13] Daicel, Ltd. produced optically active 3-hydroxy-gamma-butyrolactone(93.9%e.e) from optically active ethyl 4-chloro-3-hydroxybutyrate using microorganism, but this method is not useful for industrial use because substrate concentration is low(JP 2002-204699). And in the same way, they produced optically active 3-hydroxy-gamma-butyrolactone from racemic ethyl 4-chloro-3-hydroxybutyrate, but they obtained the compound with low optical purity.
[14] Miyazawa et al.(USP 5084392) obtained chiral 3-hydroxy-gammma-butyrolactone by transesterification. After reaction (S)-3-hydroxy-gamma-butyrolactone with low optical purity is re-esterified with the result of 85%e.e(yield 40 %).
[15] The present invention relates to process for the preparation of optically active
3-acyloxy-gamma-butyrolactone and optically active 3-hydroxy-gamma-butyrolactone from racemic 3-acyloxy-gamma-butyrolactone by hydrolysis using lipases or lipase- producing microorganisms, and this method is a new method which was not reported yet.
Disclosure of Invention
Technical Problem
[16] With this in mind, the inventors synthesized 4-chloro-3-hydroxybutyronitrile from epichlorohydrin(JP 5-310671) and 4-chloro-3-hydroxybutyronitrile was converted to racemic 3-hydroxy-gamma-butyrolactone by well-known method(KP 2003-0065192). Racemic 3-acyloxy-gamma-butyrolactone was obtained by acylation from racemic 3-hydroxy-gamma-butyrolactone. And the inventors obtained optically active 3-acyloxy-gamma-butyrolactone and optically active 3-hydroxy-gamma-butyrolactone from racemic 3-acyloxy-gamma-butyrolactone by enzymatic hydrolysis.
[17] This method is a new process for preparing optically active
3-hydroxy-gamma-butyrolactone. Also, it is easy to seperate optically active compound from reaction mixture after reaction. Technical Solution
[18] This invention is explained in more detail as follows. As previously stated, this invention includes the process for preparing 3-hydroxy-gamma-butyrolactone from epichlorohydrin one by one, and 3-acyloxy-gamma-butyrolactone is obtained by acylation. Racemic 3-acyloxy-gamma-butyrolactone is subjected to produce optically active 3-acyloxy-gamma-butyrolactone and optically active
3-hydroxy-gamma-butyrolactone by hydrolysis using lipases or lipase-producing microorganisms.
[19] In preparing optically active compound, lipases such as CAL B(Novozym 435,
Novozym) or PS-D(Amano) or lipase-producing microorganisms were used as bio- catalysts.
[20] After reaction, reactants and products were analyzed as belows.
[21] Racemic 3-hydroxy-gamma-butyrolactone is determined using HP-FFAP column(Agilent, Inc., 3O m X 0.53 mm). The oven temperature was maintained initially at 100 0C for 5 min and then raised at the rate of 20 °C/min to 220 0C, and maintained for 10 min. Helium gas was used as carrier and compounds were detected using FID at 220 0C. In this condition the typical retention time of the compounds was as follows:
[22] racemic 3-acetoxy-gamma-butyrolactone -12.42 min
[23] racemic 3-butoxy-gamma-butyrolactone -13.04 min
[24] racemic 3-hydroxy-gamma-butyrolactone -17.83 min
[25]
[26] Optically active 3-hydroxy-gamma-butyrolactone and optically active
3-acyloxy-gamma-butyrolactone were determined by HPLC(LAB Alliance, Model 201) equipped with chiral column AD-H(Daicel, 0.46 cm X 25 cm). Hexane and isopropyl alcohol mixture(90:10) used as mobile phase and flow rate was 0.7 ml/min, and the absorbance was 220nm. The typical retention time of the compounds in this invention was as follows:
[27] (R)-3-acetoxy-gamma-butyrolactone -20.30 min
[28] (S)-3-acetoxy-gamma-butyrolactone - 21.39 min
[29] (R)-3-butoxy-gamma-butyrolactone - 16.35min
[30] (S)-3-butoxy-gamma-butyrolactone -18.19 min
[31] (S)-3-hydroxy-gamma-butyrolactone -23.05 min
[32] (R)-3-hydroxy-gamma-butyrolactone -28.14 min
[33]
[34] The following specific examples are intended to be illustrative of the invention and should not be construed as limiting the scope of the invention as defined by appended claims.
[35] [36] Example 1. Preparing of racemic 3-acetoxy-gamma-butyrolactone [37] [38] Pyridine(1.8 g) and acetyl chloride(1.57 g) was added to 20 ml of chloroform containing racemic 3-hydroxy-gamma-butyrolactone at 0 0C and stirred at room temperature for 2 hours. The reaction mixture was extracted with organic solvent and concentrated to afford 1.83 g of racemic 3-acetoxy-gamma-butyrolactone. And this compound was confirmed by nuclear magnetic resonance.
[39] 1H-NMRQOOMHz, CDCl ) : 2.06(s, 3H), 2.5~2.8(m, 2H), 4.3~4.5(m, 2H), 5.4(m, IH) ppm
[40] [41] Example 2. Hydrolysis of racemic 3-acetoxy-gamma-butyrolactone [42] [43] Racemic 3-acetoxy-gamma-butyrolactone(5%(v/v)) prepared from Example 1 was added to 4.75 ml 0.2 M potassium phosphate buffer(pH 7.0) and the reaction was carried out at 30 0C after adding lipase CAL B. The reaction mixture was extracted with ethyl acetate and (R)-3-acetoxy-gamma-butyrolactone and (S)-3-hydroxy-gamma-butyrolactone was analyzed by above-mentioned method. The results are shown in Table 1.
[44] Table 1
Figure imgf000006_0001
[45] [46] Example 3. Preparation of racemic 3-butoxy-gamma-butyrolactone [47] [48] Pyridine(3.5g) and butyryl chloride(4.7 g) was added to 100 ml of chloroform containing racemic 3-hydroxy-gamma-butyrolactone at 0 0C and stirred at room temperature. The reaction mixture was extracted with organic solvent and concentrated to afford racemic 3-butoxy-gamma-butyrolactone. And this compound was confirmed by nuclear magnetic resonance.
[49] 1H-NMRQOOMHz, CDCl3) : 0.9(t, 3H), 1.5~1.7(dd, 2H), 2.2~2.3(t, 2H), 2.5~2.9(m, 2H), 4.3~4.5(m, 2H), 5.4(m, IH) ppm [50] [51] Example 4-5. Hydrolysis of racemic 3-butoxy-gamma-butyrolactone [52] [53] Instead of racemic acetoxy-gamma-butyrolactone used in Example 2, 3-butoxy-gamma-butyrolactone synthesized in example 3 was used as a reactant. After reaction the reaction mixture was extracted with ethyl acetate and (R)-3-butoxy-gamma-butyrolactone and (S)-3-hydroxy-gamma-butyrolactone were analyzed by above-mentioned method. The results are shown in Table 2.
[54] Table 2
Figure imgf000007_0001
Advantageous Effects
[55] As aforementioned, racemic 3-acyloxy-gamma-butyrolactone is hydrolyzed to optically active 3-acyloxy-gamma-butyrolactone and optically active 3-hydroxy-gamma-butyrolactone, also it is easy to seperate products from reaction mixture. Optically active 3-acyloxy-gamma-butyrolactone produced according to this invention can be converted to optically active 3-hydroxy-gamma-butyrolactone by deacylation. Therefore, this method is an useful process on the industrial scale for making optically active 3-acyloxy-gamma-butyrolactone or optically active 3-hydroxy-gamma-butyrolactone used as pharmaceutical intermediates.

Claims

Claims
[1] A process for preparing optically active 3-acyloxy-gamma-butyrolactone(5) and 3-hydroxy-gamma-butyrolactone(6) from racemic or
3-acyloxy-gamma-butyrolactone with low optical purity by hydrolysis using enzymes or enzyme-producing microorganisms. [Sheme 1]
Figure imgf000008_0001
[2] A process of preparing optically active 3-acyloxy-gamma-butyrolactone wherein racemic epichlorohydrin represented by the general formula 1 in scheme 1 is subjected to prepare racemic 4-chloro-3-hydroxybutyronitrile, racemic 3-hydroxy-gamma-butyrolactone and racemic 3-acyloxy-gamma-butyrolactone in turn, and racemic 3-acyloxy-gamma-butyrolactone is hydrolyzed stere- ospecifically using enzymes or enzyme-producing microorganisms in the aqeous phase or organic phase containing water.
[3] The process for preparing optically active 3-acyloxy-gamma-butyrolacotne(5) and 3-hydroxy-gamma-butyrolactone(6) according to claim 1 and claim 2, wherein biocatalysts were lipase, esterase, protease or these enzyme-producing microorganisms .
PCT/KR2006/003799 2005-09-26 2006-09-25 The method of making optically active 3-acyloxy-gamma-butyrolactone and optically active 3-hydroxy-gamma-butyrolactone by enzymatic method WO2007035066A1 (en)

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Citations (2)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US5084392A (en) * 1990-02-02 1992-01-28 Chisso Corporation Process for producing optically active hydroxy lactones
JP2002204699A (en) * 2001-01-11 2002-07-23 Daicel Chem Ind Ltd Method for producing β-hydroxy-γ-butyrolactone

Patent Citations (2)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US5084392A (en) * 1990-02-02 1992-01-28 Chisso Corporation Process for producing optically active hydroxy lactones
JP2002204699A (en) * 2001-01-11 2002-07-23 Daicel Chem Ind Ltd Method for producing β-hydroxy-γ-butyrolactone

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