WO2006014965A2 - Preparation pharmaceutique et processus - Google Patents
Preparation pharmaceutique et processus Download PDFInfo
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- WO2006014965A2 WO2006014965A2 PCT/US2005/026506 US2005026506W WO2006014965A2 WO 2006014965 A2 WO2006014965 A2 WO 2006014965A2 US 2005026506 W US2005026506 W US 2005026506W WO 2006014965 A2 WO2006014965 A2 WO 2006014965A2
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- formulation
- liquid formulation
- protein
- surfactant
- mannitol
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- A—HUMAN NECESSITIES
- A61—MEDICAL OR VETERINARY SCIENCE; HYGIENE
- A61K—PREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
- A61K9/00—Medicinal preparations characterised by special physical form
- A61K9/14—Particulate form, e.g. powders, Processes for size reducing of pure drugs or the resulting products, Pure drug nanoparticles
- A61K9/19—Particulate form, e.g. powders, Processes for size reducing of pure drugs or the resulting products, Pure drug nanoparticles lyophilised, i.e. freeze-dried, solutions or dispersions
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- A—HUMAN NECESSITIES
- A61—MEDICAL OR VETERINARY SCIENCE; HYGIENE
- A61K—PREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
- A61K47/00—Medicinal preparations characterised by the non-active ingredients used, e.g. carriers or inert additives; Targeting or modifying agents chemically bound to the active ingredient
- A61K47/06—Organic compounds, e.g. natural or synthetic hydrocarbons, polyolefins, mineral oil, petrolatum or ozokerite
- A61K47/26—Carbohydrates, e.g. sugar alcohols, amino sugars, nucleic acids, mono-, di- or oligo-saccharides; Derivatives thereof, e.g. polysorbates, sorbitan fatty acid esters or glycyrrhizin
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- A—HUMAN NECESSITIES
- A61—MEDICAL OR VETERINARY SCIENCE; HYGIENE
- A61K—PREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
- A61K47/00—Medicinal preparations characterised by the non-active ingredients used, e.g. carriers or inert additives; Targeting or modifying agents chemically bound to the active ingredient
- A61K47/06—Organic compounds, e.g. natural or synthetic hydrocarbons, polyolefins, mineral oil, petrolatum or ozokerite
- A61K47/08—Organic compounds, e.g. natural or synthetic hydrocarbons, polyolefins, mineral oil, petrolatum or ozokerite containing oxygen, e.g. ethers, acetals, ketones, quinones, aldehydes, peroxides
- A61K47/12—Carboxylic acids; Salts or anhydrides thereof
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- A—HUMAN NECESSITIES
- A61—MEDICAL OR VETERINARY SCIENCE; HYGIENE
- A61K—PREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
- A61K9/00—Medicinal preparations characterised by special physical form
- A61K9/0012—Galenical forms characterised by the site of application
- A61K9/0019—Injectable compositions; Intramuscular, intravenous, arterial, subcutaneous administration; Compositions to be administered through the skin in an invasive manner
Definitions
- the invention relates to the lyophilization or rreeze-drying of a liquid formulation. More particularly, the invention provides an improved process for lyophilization or freeze- drying a liquid pharmaceutical formulation that includes a protein active agent.
- the stability and/or potency of many pharmaceutical and food products can be adversely affected during long-term storage. Loss of potency may be attributable to direct chemical degradation or structural alteration. Examples of degradative chemical reactions include, but are not limited to, hydrolysis, oxidation, isomerization, deamidation, disulfide scrambling, and racemization. Examples of structural alterations include, but are not limited to, denaturation, aggregation, precipitation and polymerization.
- Lyophilization also called freeze-drying refers to a process that uses low temperature and pressure to remove a solvent, typically water, from a liquid formulation by the process of sublimation (i.e., a change in phase from solid to vapor without passing through a liquid phase). Lyophilization helps stabilize pharmaceutical formulations by reducing the solvent component or components to levels that no longer support chemical reactions or biological growth. Since drying during lyophilization takes place at a low temperature, chemical decomposition is also reduced. Additionally, freeze dried products have a high specific surface area, which may enhance product dissolution during reconstitution.
- the invention provides a liquid formulation suitable for freeze-drying to form a freeze-dried formulation.
- the liquid formulation includes at least a protein active agent, a saccharide stabilizing agent, and a bulking agent.
- the ratio of bulking agent to saccharide stabilizing agent and protein active agent in the liquid formulation is sufficient to maintain the bulking agent in a substantially amorphous state, i.e., in which less than about 49 wt. % of the bulking agent present in the formulation is in a crystalline state, hi one embodiment, the bulking agent is less than 25 wt%, 15 wt%, 10wt%, 7 wt%, or 5 wt% crystalline.
- the saccharide stabilizing agent is a disaccharide, such as sucrose and the bulking agent is mannitol.
- the protein active agent can be an antibody or a non-antibody protein.
- the liquid formulation includes at least a protein active agent, a saccharide stabilizing agent, a bulking agent, and a nonionic surfactant.
- the nonionic surfactant is included in the liquid formulation at or above the CMC for the surfactant.
- the nonionic surfactant is included in the liquid formulation below the CMC for the surfactant, for example, at less than 10%, 20%, 30%, 40%, 50%, 60%, 70%, 80%, or 90% of the CMC of the surfactant.
- the nonionic surfactant is added in an amount between 30% and 70%, 40% and 60%, or 45% and 55% of the CMC of the surfactant.
- the invention also provides a process for freeze-drying a liquid formulation that includes a protein active agent, a saccharide stabilizing agent and a bulking agent.
- the freeze-drying process comprises steps of freezing, annealing, primary drying and secondary drying under various conditions such that the bulking agent is maintained in a substantially amorphous state or is maintained in a substantially crystalline state.
- Figure 1 shows a typical phase diagram of an element or a simple compound.
- the stability of solid, liquid and gas phases depends on the temperature and the pressure.
- the three phases are in equilibrium at the triple point.
- the gas and liquid phases are separated by a phase transition only below the temperature of the critical point. It is possible to change continuously between the two phases at higher temperatures.
- Only the solid phase exists at the absolute zero of temperature (0 K).
- the phase diagrams also depend on the concentrations of the elements.
- Figure 2 shows the effect of mannitol to sucrose ratio on Tg' (no protein).
- Figure 3 shows the effect of mannitol to sucrose ratio on Tg' in the presence of 20 mg/ml protein.
- Figure 4 shows the effect of protein concentration on Tg' (mannitol to sucrose ratio of
- FIG. 5 shows the effect of the protein concentration on Tg' (mannitol to sucrose ratio 1.1).
- Figure 6 shows the effect of the annealing temperature on mannitol crystallization
- Figure 7 shows the effect of the annealing time on mannitol crystallization (mannitol to sucrose ratio of 3.0; no protein).
- Figure 8 shows the effect of the annealing temperature on mannitol crystallization
- Figure 9 shows the effect of the annealing time on mannitol crystallization (mannitol to sucrose ratio 1.95, no protein).
- Figure 10 shows the real time monitoring of mannitol crystallization during freeze- drying by in situ XRD (mannitol to sucrose ratio of 3.0; no protein).
- Figure 11 shows the real-time monitoring of mannitol crystallization during freeze- drying by in situ XRD (mannitol to sucrose ratio of 3.0; 11 mg/ml protein).
- Figure 12 shows the effect of changing protein concentration on mannitol crystallization in a 3:1 mannitol to sucrose solution.
- the arrow indicates a protein concentration in which the mannitol is substantially amorphous.
- Figure 13 shows DSC heating profiles of frozen aqueous mannitol-sucrose solutions.
- the solutions were initially cooled from room temperature to -70 °C at 20°C/min, held at - 70 0 C for 30 min and heated to room temperature at 5°C/min.
- the glass transition regions are expanded in the inset.
- Figure 14 shows the effect of mannitol to sucrose ratios on the Tg 1 .
- the solutions were cooled from room temperature to —70 0 C at 20°C/min, held at —70 °C for 30 min and heated to room temperature at 5°C/min.
- Figure 15 shows DSC heating profiles of frozen aqueous mannitol-sucrose and 5% mannitol-only solutions. The solutions were initially cooled from room temperature to -70 0 C at 20°C/min, held for 30 min and heated to room temperature at 5°C/min. Tw'.
- the solutions were cooled from room temperature to -70 °C at 20°C/mm. The solutions were held at -70 °C for 30 min and heated to room temperature at 5°C/min.
- Figure 17 shows the inhibitory effect of protein concentrations on mannitol crystallization.
- the solutions were cooled from room temperature to —70 0 C at 20°C/mm, held held at -70 0 C for 30 min and heated to room temperature at 5°C/mm.
- the mannitol to sucrose weight ratio (R) was 3.0.
- the arrows show the trend in the crystallization onset temperature as a function of the protein concentration.
- Figure 18 shows the effect of protein concentration on the enthalpy of crystallization as a function of annealing time.
- the solutions were cooled from room temperature to —70 °C at 20°C/min., annealed at -45°C and then heated to room temperature at 5°C/min.
- Figure 19 shows the effect of annealing temperature on the crystallization behavior of mannitol in frozen aqueous (A) mannitol-sucrose and (B) mannitol-sucrose-protein solutions.
- the solutions were cooled from room temperature to -70°C at 20°C/min.
- the solutions were held at -70°C for 30 min and heated to the annealing temperature at 5°C/min, annealed for 60 minutes and cooled back to -70 0 C.
- the solutions were reheated to room temperature at 5°C/min.
- the second heating scans are shown here.
- the mannitol to sucrose weight ratio was 3.0 and the protein concentration was 20 mg/ml.
- Figure 20 shows DSC heating profiles of frozen aqueous mannitol-sucrose solutions in the absence and the presence of the protein.
- the solutions were cooled from room temperature to -70 °C at 20°C/min.
- the solutions were annealed at -35°C and then heated to room temperature at 5°C/min.
- the mannitol to sucrose ratio was fixed at 3.0.
- the protein concentration was 20 mg/ml.
- Figure 21 shows XRD patterns of frozen aqueous mannitol-sucrose solutions (A) in the absence and (B) the presence of the protein.
- the protein concentration was 20 mg/ml.
- the solutions were cooled from room temperature to -70° and XRD pattern was obtained.
- the temperature was raised to -45°, annealed for 1 hour.
- Ill In order to remove the thermal history, the sample was heated to room temperature, cooled back to -70°, temperature was then raised to -35° and annealed for 1 hour.
- Lyophilization also called freeze-drying refers to a process that uses low temperature and pressure to remove a solvent, typically water, from a liquid formulation by the process of sublimation (i.e., a change in phase from solid to vapor without passing through a liquid phase). Lyophilization helps stabilize pharmaceutical formulations by reducing the solvent component or components to levels that no longer support chemical reactions or biological growth. Since drying during lyophilization takes place at a low temperature, chemical decomposition is also reduced.
- Freeze-drying processes are known. In some instances, freeze-drying is performed in a "manifold” process in which flasks, ampules or vials are individually attached to the ports of a manifold or drying chamber. In other instances, freeze-drying is performed as a "batch” process in which one or more similar sized vessels containing like products are placed together in a tray dryer. In a “bulk” process, the product is poured into a bulk pan and dried as a single unit. Product is removed from the freeze dry system prior to closure and then packaged in air tight containers.
- the invention described herein can be used in combination with any of these or other known methods.
- lyophilization takes place in at least three stages: freezing; primary drying; and secondary drying. In some instances, it may be desirable to include an annealing step between the freezing and primary drying stages. Each of these stages will be discussed in more detail below.
- a liquid solution or formulation that contains at least one solvent and at least one solute is placed in a container, which is then placed in a freeze-dryer.
- the primary goal of the freezing process is to solidify at least the solvent component of the formulation, hi the freezing process, the liquid formulation is therefore cooled to a sufficiently low temperature to allow for solidification of at least the solvent component.
- the microstructure of both the solvent crystals and the solute is formed. This microstructure can affect both the quality of the final product and its processing characteristics, such as the rates of primary and secondary drying. If both the solute and the solvent crystallize during the freezing process, the temperature at which the formulation becomes solid is called the eutectic temperature (Te).
- a formulation in which both the solute and solvent crystallize during the freezing process is referred to herein as "a crystalline system.” If some or all of the solute remains substantially amorphous during the freezing process, the temperature at which the solute becomes a glassy or amorphous solid is called the glass transition temperature (Tg 1 ).
- Tg 1 glass transition temperature
- An amorphous system A formulation in which at least some of the solute remains in an amorphous state is referred to herein as "an amorphous system.”
- an amorphous system is a liquid formulation that contains protein as an active agent. As the temperature of an "amorphous system” is reduced below Tg 1 , the solvent component forms crystals (referred to as "the crystalline component").
- the crystalline component may also contain crystalline excipients, for example bulking agents such as mannitol or glycine.
- concentration of the solute that remains amorphous increases as the temperature of the formulation is decreased and the solvent crystallizes out of solution.
- the amorphous component includes the amorphous active agent, for example, a protein, and any amorphous excipients, for example, saccharide stabilizing agents.
- an element of a formulation such as a bulking agent, can exist in a crystalline or an amorphous state depending upon the formulation and the processing parameters. The freezing process separates the amorphous component from the crystalline component.
- a "frozen" amorphous system contains a crystalline component, which can include the crystalline solvent and crystalline excipients; and an amorphous component located in the interstitial regions of the crystalline component.
- the amorphous component can include the amorphous active agent; one or more amorphous excipients; and any remaining unfrozen solvent.
- nucleation temperature The temperature at which nucleation occurs
- the nucleation temperature can affect primary drying rate and morphology. As the temperature decreases, the probability of nucleation temporarily increases. However, as the temperature is decreased further, nucleation tends to decrease due to the increased viscosity of the system.
- the nucleation observed in pharmaceutical solutions is largely a heterogeneous nucleation.
- the nucleation temperature can be affected by environmental particulates, freezing method and the presence or absence of nucleating agents.
- heterogeneous nucleation refers to nucleation that was initiated by foreign particles (also called nucleation sites) in the solution or on the surface of the container in which the solution was placed.
- homogenous nucleation refers to nucleation that occurs in the absence of a nucleation site in the solution. Generally, homogeneous nucleation is caused by the aggregation of slow moving molecules.
- the rate and method of cooling can influence the structure and appearance of the matrix and final product, including whether an excipient, such as a bulking agent, is substantially crystalline or substantially amorphous.
- an excipient such as a bulking agent
- the crystals will tend to be small. This may result in a fine pore structure in the product and a corresponding higher resistance to flow of water vapor during primary drying and hence, a longer primary drying time.
- small crystal structures may be desirable, for example, to preserve structures for microscopic examination. If the solution is frozen more slowly, the crystals will tend to grow from the cooling surface and may be larger. As a result, the resulting product may have a coarse pore structure, resulting in less restrictive channels in the matrix and perhaps resulting in a shorter primary drying time.
- Supercooling is another physical event that is observed during the freezing process (in addition to solvent crystallization; concentration of solutes; and in some cases, crystallization of the solute).
- the term "supercooling” refers to the reduction of the temperature of a liquid beyond its freezing point.
- supercooled water is water that remains in a liquid state when it is at a temperature that is well below freezing.
- the product temperature may have to be decreased significantly below the actual freezing point of the solution before freezing occurs.
- the freezing process is typically performed at a temperature between below at least about O 0 C, more typically below at least about -10 0 C, below at least about ⁇ 25°C, below at least about -40 0 C or below at least about -50 0 C.
- the freezing process is performed at atmospheric pressure.
- nucleation temperature may affect the primary drying rate and resulting cake morphology
- One method by which the nucleation temperature dependence can be circumvented is by introducing a post- freezing annealing step in the lyophilization process.
- An annealing process results in the removal of solvent crystals smaller than a critical size and generation of larger solvent crystals.
- the increased crystal size results in an increased primary drying rate because the pores in the material left by the large crystals provide less resistance to primary drying than smaller pores left by smaller crystals.
- Annealing also reduces freezing-induced drying rate heterogeneity - i.e., product differences between vials in the same batch.
- Annealing is particularly beneficial for crystallizing excipients and bulking agents present in the formulation, hi particular, annealing promotes crystallization of bulking agents such as mannitol. Annealing can increase the primary drying rate of a frozen formulation between about 1 and 5 fold.
- an annealing process involves maintaining a sample below its freezing point or Tg' for a predetermined period of time. In some instances, it may be desirable to perform the annealing process at a temperature that is above the Tg' of the material, for example, to increase the rate of the annealing process. Because the solvent is already substantially frozen prior to the annealing process, and because, unlike in primary drying, the solvent is not being removed, the annealing process can be performed at a relatively high temperature without melting the cake.
- the processing parameters of the annealing step depend on the formulation, the formulation is generally held at a temperature between about -50 0 C and about 0 0 C for a time ranging between a few minutes to a few days, typically between about 15 minutes and 24 hours, or between about 15 minutes and 10 hours. It is believed that the annealing process increases crystal size of the bulking agent and simplifies amorphous structure, resulting in larger and more numerous pores in the annealed samples.
- the solvent is removed from the liquid formulation by a process of sublimation.
- sublimation refers to the transition of a solid to a gas, without passing through a liquid stage.
- One goal of the primary drying process is to remove all of the "mobile" solvent from the formulation. Although a majority (i.e., at least about 50 wt%) of the solvent is removed from the formulation during primary drying, the formulation that remains at the end of the primary drying process includes an amorphous component within a glassy matrix that contains between about 5 wt% and about 49 wt%, more typically between about 10 wt% and about 40 wt%, or between about 10 wt% and about 20 wt% solvent. Although the composition of the liquid formulation can affect the cycle time, as well as the desired amount of solvent in the final product, primary drying typically takes between about 10 hours and about 10 days, more typically between about 1 day and about 4 days.
- the primary drying process is performed at a reduced pressure (i.e., vacuum) and at a temperature higher than the temperature at which the system was frozen.
- the increase in temperature provides energy for sublimation.
- Increased time for reconstitution at the user stage may result in partial loss of potency if the drug is not completely dissolved, since it is common to use in-line filters during administration to the patient. If the cake collapses, solvent can be trapped in the cake, which may result in product instability.
- primary drying at lower temperatures tends to increase cycle time, which usually results in a more expensive process.
- process parameters used during primary drying can affect the state of formulation components. For example, for a particular formulation, a bulking agent may exist in a crystalline or an amorphous state depending upon the processing parameters.
- the term "temperature” can refer to the “shelf temperature” or the “product temperature.”
- shelf temperature refers to the temperature of the lyophilization equipment.
- product temperature refers to the actual temperature of the formulation.
- sublimation is an endothermic process. Therefore, as the solvent sublimes, the remaining amorphous component of the formulation tends to cool. Therefore, throughout primary drying, the amorphous component of the formulation tends to remain colder than the shelf temperature.
- the eutectic temperature refers to the temperature at which the solute and solvent present in a crystalline system become frozen or crystalline.
- the term "crystalline" or “crystal” refers to a solid in which the constituent atoms, molecules or ions are packed in a regularly ordered, repeating pattern extending in all three spatial dimensions. Under some conditions, the solid may include a single crystal, where all of the atoms in the solid fit into the same lattice or crystal structure. However, it is more typical that many crystals form simultaneously during solidification, leading to a polycrystalline solid.
- the term “crystalline system” refers to a mixture in which all components, i.e., both the solvent and solute, form crystals.
- the Te has been used as a guide for determining the maximum product temperature for a crystalline system during primary drying. It is generally thought that the desirable properties of a freeze-dried product may be lost if the product temperature exceeds the eutectic temperature while the frozen solvent is still present because drying will take place from the liquid state instead of the solid state.
- the temperature at which the viscosity of the system changes from a viscous liquid to a glass is called the “glass transition temperature” (Tg'). More specifically, as the temperature of an amorphous system is decreased, a critical concentration is achieved at which point the unfrozen fraction exhibits a reduced molecular mobility, and its physical state changes from an elastic liquid to a brittle but amorphous solid glass. The unfrozen fraction is referred to herein as "the amorphous component.”
- the amorphous component is a solid, but unlike a crystalline solid, there is no long-range order of the positions of the atoms, molecules or ions.
- the amorphous component contains at least the protein active agent.
- the amorphous component may also contain one or more excipients.
- the glass transition temperature can be defined empirically as the temperature at which the viscosity of the liquid exceeds a certain value, for example, 10 13 Pascal-seconds.
- the glass transition temperature for pure water is about -134°C. In general, the glass transition temperature of a solute is higher, and the glass transition temperature for the solution falls somewhere in between.
- the glass transition temperature for an amorphous system is not a single temperature point, but rather a range of temperatures, usually within a range of 1-2°C.
- the viscosity of the amorphous component changes by three or four orders of magnitude over a temperature range of a few degrees at temperatures around the glass transition temperature. Additionally, below the glass transition temperature, the mobility of the amorphous component is greatly restricted and many degradative reactions are greatly slowed.
- An example of an amorphous system is a protein-based formulation. As with crystalline systems, conventionally it is thought that the glass transition temperature represents the maximum allowable temperature during the primary drying of the amorphous system.
- the collapse temperature refers to the temperature at which the mobility of the amorphous component in the interstitial regions of the crystalline component increases or becomes significant. Within a given system or formulation, as solvent is reduced via sublimation, the collapse temperature tends to increase. [0051] In most amorphous systems, the onset temperature for the mobility of the amorphous phase in the interstitial region is not sharp or well defined and may occur over a range of temperatures. The collapse temperature may also be affected by the measurement method and the residual unfrozen solvent contained in the amorphous component. The collapse temperature is a function of all constituents present including the amorphous component and can therefore vary depending on the formulation.
- the collapse temperature may refer to the loss or disappearance of crystal structure within the crystalline component or the generation of new crystal patterns.
- Collapse may also refer to both the viscous flow of the amorphous component in combination with the resultant loss of the microstructure that was established by freezing.
- collapse is associated with a decreased surface area of the freeze-dried formulation, reduction in cake volume, and/or loss of pharmaceutical elegance.
- Collapse may also be associated with a glossy or glassy appearance of the cake and/or an increase in reconstitution time.
- the collapse of a pharmaceutical product can be merely an aesthetic problem. In other cases, collapse can result in a suboptimal product.
- solvent becomes trapped within the cake and is not removed during secondary drying.
- meltback refers to a condition where some or all of the amorphous component becomes liquid. Thus, meltback is a severe form of collapse.
- the collapse temperature is often equated with the glass transition temperature, they are not actually equivalent. The glass transition temperature is measured in a closed system of constant composition, whereas collapse is a dynamic process that can occur during the drying process. The Tg 1 and the collapse temperature can differ by between 2°C and 10 0 C.
- the pressure can affect the drying rate during primary drying as well as the state of the bulking agent (i.e., crystalline versus amorphous). Generally, the rate of sublimation from a frozen solid to vapor depends upon the difference in vapor pressure of the solid compared to the vapor pressure of the chamber. The pressure gradient is important because molecules migrate from the high-pressure crystalline component to the low-pressure chamber.
- the primary drying process is typically performed at a reduced pressure (i.e., under a vacuum). More typically, the chamber pressure is reduced to a pressure that is below the vapor pressure of the crystalline component.
- the pressure at which the primary drying process is performed can vary, but is typically between about 40 mTorr and about 400 mTorr or between about 50 mTorr and about 200 mTorr.
- the main form of heat transfer is conduction from the shelf through the bottoms of the product container. Since the product containers are typically glass and glass is an insulator, conduction is not very efficient and drying can be slow. Therefore, it may be desirable to improve the heat transfer mechanism by introducing an inert gas in to the drying chamber at a controlled rate.
- suitable inert gasses include nitrogen. The presence of the inert gas molecules facilitates heating of the walls of the container in addition to conduction through the bottom of the container, thereby increasing the amount of heat being supplied to the product per unit time. This enhances the drying rate, reduces the cycle time and reduces energy and labor costs associated with a lengthy process.
- the product temperature should be warmer than the cold trap temperature. Therefore, it is important that the temperature at which a product is freeze-dried is balanced between the temperature that maintains the frozen integrity of the product and the temperatures that increase the vapor pressure of the product.
- the goal of the secondary drying process is to obtain a porous "freeze-dried formulation," also referred to as a "cake” with a level of residual moisture that no longer supports biological growth and/or chemical reactions.
- the secondary drying process removes the remaining unfrozen solvent trapped within (or adsorbed to) the amorphous solid matrix.
- many proteins require a solvent such as water to maintain proper secondary and tertiary structure. Therefore, it may not be desirable to remove all of the solvent from the cake.
- the freeze- dried formulation has a moisture content below about 5 wt%, typically between about 0 wt% to 3 wt%.
- freeze-dried formulation or "cake” refers to the dried formulation that remains after the solvent has been removed by the process of lyophilization.
- the freeze-dried formulation typically includes an amorphous solid matrix and a minor amount of unfrozen solvent.
- amorphous solid matrix contains the active agent and excipients minus the solvent. It is worthwhile to note that the amorphous solid matrix can include both crystalline and amorphous excipients.
- an excipient such as a bulking agent, may be present in a substantially crystalline or substantially amorphous form, or in both a crystalline an amorphous form.
- the shelf temperature may be increased during secondary drying without altering the structure of the resulting cake (i.e., causing melting). Additionally, the solvent remaining during secondary drying is typically more strongly bound to the amorphous solid matrix, and consequently may require more energy for its removal. Thus, during the secondary drying process, the shelf temperature is typically increased and the chamber pressure is decreased. Generally, the temperature of the secondary drying process may vary. Generally, a higher temperature results in a faster drying rate, although a temperature that is too high may result in collapse of the product. However, it is still important that the formulation remain frozen during the secondary drying process.
- a secondary drying process is performed at a temperature between about -20°C and about 5O 0 C, or between about 0°C and about 40°C, or between about 10 0 C and about 40 0 C.
- Tg' increases, which may allow the temperature to be increased further.
- Final temperature is a key factor in determining residual moisture in the dried cake.
- the secondary drying process is performed under a vacuum, typically at about the same pressure as the primary drying process, typically between about 40 mTorr and about 400 mTorr or between about 50 mTorr and about 200 mTorr.
- a freeze-dried formulation that retains the potency of the original liquid formulation upon reconstitution.
- the ability of the cake to dissolve rapidly and completely upon reconstitution is related to potency (filters used during administration may result in removal of incompletely reconstituted protein, resulting in reduced potency). Acceptable cake appearance is also important.
- lyophilization is a process in which a liquid formulation is subjected to a freeze-dry process to obtain a freeze-dried formulation.
- One goal of lyophilization is to retain the activity of the therapeutic agent while obtaining a pharmaceutically elegant end product.
- the contents of a freeze-dried formulation may vary depending upon the active agent and the intended route of administration.
- the liquid formulation generally includes a solvent and solute.
- the solute typically includes an active agent and, optionally, one or more excipients.
- the resulting freeze-dried formulation typically includes an amorphous solid matrix and some residual unfrozen solvent.
- the amorphous solid matrix includes the active agent and, optionally, one or more excipients and, in some cases, residual solvent.
- excipients any component in the formulation that is not the solvent or the active agent is referred to as an "excipient.”
- Excipients are included in a formulation for many reasons, although the primary function of many excipients is to provide a stable liquid environment for the active ingredient or to protect active agent during the freezing process. Some excipients may be used to achieve multiple effects in a formulation. For example, a disaccharide such as sucrose may act as a cryoprotectant, lyoprotectant, bulking agent and tonicity modifier. Behavior of an excipient may be different when in the presence of different excipients.
- a crystalline bulking agent and a non-crystallizing lyoprotectant in a formulation such that the crystalline material provides a matrix, allowing primary drying to be conducted at high temperatures, while the non-crystallizing agent can serve as a lyoprotectant.
- Some combinations have a positive synergistic effect, while others have a negative synergistic effect.
- Positive synergy occurs when the sum of the effects of chemicals acting together is greater than the additive effects of the individual chemicals.
- Negative synergy occurs when the sum of effects of the mixture is less than that of the individual components of the mix. Examples of typical excipients are provided below.
- the term "pharmaceutical formulation” refers to both formulations that include active agents that are small molecule therapeutics and formulations that include a biopharmaceuticals as an active agent.
- small molecule therapeutics refers to natural and synthetic substances that typically have a low molecular weight (i.e., less than about 1000 Daltons). Small molecules can be isolated from natural sources such as plants, fungi or microbes, or they can be synthesized by organic chemistry. Many conventional pharmaceuticals, such as aspirin, penicillin, and chemotherapeutics, are small molecules.
- biopharmaceutical refers to formulations containing active agents that generally have a high molecular weight (i.e., at least about 1000 Daltons). Examples of such "high molecular weight" active agents include carbohydrates and polypeptides.
- polypeptide or “protein” as used herein can refer to both antibody and non-antibody proteins.
- Non-antibody proteins include, but are not limited to, proteins such as enzymes, receptors, and fragments thereof.
- the polypeptide may or may not glycosylated.
- the protein may or may not be fused to another protein.
- antibodies can include both monoclonal and polyclonal antibodies, antibody fragments, chimeric antibodies, human or humanized antibodies.
- Antibody fragments are known and include, but are not limited to, single chain antibodies, such as ScFv, Fab fragments, Fab' fragments, etc. Antibodies tend to have a higher molecular weight than non-antibody proteins.
- the lyophilization is the process by which solvent is removed from a liquid formulation.
- solvent refers to the liquid component of a formulation that is capable of dissolving or suspending one or more solutes.
- solvent can refer to a single solvent or a mixture of solvents.
- a commonly used solvent for pharmaceutical formulations is water for injection (WFI).
- WFI water for injection
- the purpose of the bulking agent is to provide bulk to the formulation and enhance cake formation. Although bulking agents may improve cake structure, bulking agents may also reduce protein stability.
- a variety of bulking agents are known. Common bulking agents include glycine and mannitol. Mannitol is a naturally occurring carbohydrate classified as a sugar alcohol or polyol. Glycine is a neutral amino acid. Some bulking agents, such as mannitol and glycine can form crystals during the freeze-drying process under some conditions. [0070] As described above, a "crystalline solid” or “crystal” refers to a solid in which the constituent atoms, molecules or ions are packed in a regularly ordered, repeating pattern extending in all three spatial dimensions.
- amorphous solid refers to a solid component that, unlike a crystalline solid, does not include a long-range order of the positions of the atoms, molecules or ions. It is worthwhile to note that a bulking agent can exist simultaneously in both a crystalline and amorphous state.
- a substantially amorphous solid can include a minor amount (i.e., less than about 49 wt%) of crystalline solid, hi one aspect of the invention, the substantially amorphous bulking agent includes less than about 25 wt%, 15 wt%, 10 wt%, 7 wt% or 5 wt% crystalline bulking agent.
- Stabilizing agents are typically added to a formulation to improve stability of the protein formulation, for example, by reducing denaturation, aggregation, deamidation and oxidation of the protein during the freeze-drying process as well as during storage.
- stabilizing agents include cryoprotectants and lyoprotectants.
- cryoprotectant refers to compounds that protect the protein against freezing.
- lyoprotectant refers to compounds that protect the protein during lyophilization.
- Saccharides including monosaccharides such as glucose, disaccharides such as sucrose (glucose + fructose), lactose (glucose + galactose), maltose (glucose + glucose), and trehalose (alpha-D-glucopyranosyl alpha-D-glucopyranoside), and polysaccharides such as dextran (polysaccharide containing glucose monomers) are commonly used stabilizing agents.
- monosaccharides such as glucose
- disaccharides such as sucrose (glucose + fructose), lactose (glucose + galactose), maltose (glucose + glucose), and trehalose (alpha-D-glucopyranosyl alpha-D-glucopyranoside)
- polysaccharides such as dextran (polysaccharide containing glucose monomers) are commonly used stabilizing agents.
- Disaccharides such as sucrose, trehalose, maltose and lactose, and polysaccharides, such as dextran inert
- the hydrogen-bonding theory postulates that the disacchari.de stabilizer is able to form hydrogen bonds with protein (similar to the replaced water) which, in turn, prevents protein denaturation. This is also called the water replacement hypothesis.
- the preferential exclusion hypothesis postulates that the stabilizing agent is preferentially excluded from protein surface and destabilizes the unfolded state more than folded state.
- the thermodynamics of the system drives the protein towards folded (native) state.
- a final hypothesis is the vitrification hypothesis which postulates that disaccharides form sugar glasses of extremely high viscosity.
- the protein and water molecules are immobilized in the viscous glass, leading to extremely high activation energies required for any reactions to occur. It is believed that bulking agents, such as mannitol, are able to hydrogen bond with the protein and thus prevent denaturation
- Surfactants particularly nonionic surfactants, are often added to a formulation to reduce aggregation of the active agent during fermentation, purification, lyophilization, shipping, and/or storage. Aggregation of the active agent can compromise biological activity and has the potential to induce an immunological reaction when administered to a patient.
- a number of surfactants are known. Common surfactants include, but are not limited to, polyoxyethylene sorbitan monolaurate (TweenTM 20, TweenTM 80), pluronic F-68, TritonTM X-100, and sodium dodecyl sulfate (SDS).
- Nonionic surfactants are believed to protect active agents from damage by: 1) competing with active agents for adsorption sites on surfaces; 2) binding to hydrophobic regions on the surface of the active agent, thereby reducing intermolecular interactions; and/or 3) acting as a chemical chaperone, favoring refolding over aggregation by binding transiently with partially folded protein molecules and sterically hindering intermolecular interactions that result in aggregation.
- surfactant is added to a liquid formulation at a concentration that is at or above the critical micelle concentration (CMC) for the surfactant.
- critical micelle concentration refers to the concentration of an amphiphilic component, e.g., a surfactant, in solution at which the formation of aggregates in the solution is initiated.
- An amphiphilic molecule can arrange itself at the surface of the aqueous liquid such that the polar portion (hydrophilic portion) of the amphiphile interacts with the aqueous liquid and the non-polar portion (hydrophobic portion) of the amphiphile is held above the surface (either in the air or in a non-polar liquid).
- amphiphilic molecules on the surface disrupts the cohesive energy at the surface of the liquid and thus lowers the surface tension.
- molecules can form aggregates in which the non-polar or hydrophobic portions are oriented within the cluster and the polar or hydrophilic portions are exposed to the aqueous or polar solvent.
- Such aggregates can show a variety of conformations, including, but not limited to micelles, round rods, and lamellar structures.
- the shape of the aggregates depends largely on the properties of the amphiphilic molecules.
- the proportion of molecules present at the surface of the solution or as aggregates within the solution depends on the concentration of the amphiphile. At low concentrations amphiphiles tend to favor arrangement on the surface.
- CMC Critical Micelle Concentration
- the CMC for TweenTM 80 is generally between 0.01% and 0.02% wt/vol (in an aqueous solution such as water) whereas the CMC for TweenTM 20 is typically about 0.003% wt/vol (in an aqueous solution, such as water).
- the nonionic surfactant is included in the liquid formulation at or above the CMC for the surfactant.
- the nonionic surfactant is added at in an amount less than the CMC of the surfactant, for example, at less than 10%, 20%, 30%, 40%, 50%, 60%, 70%, 80%, or 90% of the CMC of the surfactant.
- the nonionic surfactant is added in an amount between 30% and 70%, 40% and 60% or 45% and 55% of the CMC of the surfactant.
- a nonionic surfactant such as TweenTM 80, is included in a formulation at or above the CMC for the surfactant, for example, at a molar ratio concentration of nonionic surfactantprotein between about 10:1 and 30:1, more typically between 13:1 and 20:1.
- a nonionic surfactant such as TweenTM 80 is included at a level below the CMC for the surfactant, for example, at a molar ratio concentration of nonionic surfactantprotein of between 1:1 and 10:1, for example, at a molar ratio concentration of nonionic surfactantprotein of less than 10:1, less than 8:1, less than 5:1 or less than 3:1.
- the surfactant can be included in a formulation at a level below the CMC for the surfactant when the protein included in the formulation binds the surfactant. While not wanting to be limited by theory, it is believed that the binding of the surfactant is driven by hydrophobic interactions between the surfactant and the protein.
- proteins that bind surfactant include, but are not limited to, growth hormone and human serum albumin, including fusion proteins containing growth hormone and/or human serum albumin. See, for example, Chou et al., "Effects of TweenTM 20 and TweenTM 80 on the Stability of Albutropin During Agitation," J. Pharm. Sci. 94(6):1368-1381 (2005).
- osmotic pressure of a first solution containing a IM concentration of sodium chloride will be twice the osmotic pressure as a second solution containing a IM concentration of sucrose.
- Solutions that have the same osmotic pressure are called isotonic.
- a solution that has a lower osmotic pressure than another solution is called a hypotonic solution.
- a solution that has a higher osmotic pressure than another solution is called a hypertonic solution.
- Osmolar concentration can be expressed in two ways: osmolality, which is expressed as mmol/kg of solvent and osmolality, which is expressed as mmol/1 of solution.
- Osmolality is a thermodynamically more precise expression because solution concentrations expressed on a weight basis are temperature independent while those based on volume will vary with temperature in a manner dependent on the thermal expansion of the solution.
- tonicity and osmolality are often used interchangeably, there is a clear distinction.
- Osmolality is a physical property dependent on the total number of solute particles present in a solution whereas tonicity is a physiological process dependent upon the selectively permeable characteristics of a membrane.
- osmolality of body fluids is tightly regulated. Normal serum osmolality lies between 285 mOsm and 290 mOsm. Because movement of solvent from solutions having a low osmotic pressure to solutions having a high osmotic pressure can cause severe physiological problems, including cell dehydration (crenation) or expansion of the cell until it breaks open (lysis), osmotic pressure is an important consideration when preparing a pharmaceutical formulation, particularly a subcutaneous formulation.
- the tonicity of the formulation may vary depending upon the stability requirements of the formulation or for the route of administration, in many instances it is important that the formulation, particularly formulations for subcutaneous administration, have approximately the same osmotic pressure (i.e., isotonic) as the cellular fluid (i.e., within approx. 50 mOsm).
- cellular fluid has an osmotic pressure between about 285 mOsm and about 290 mOsm. Therefore, a pharmaceutical formulation for subcutaneous administration should have an osmotic pressure between about 250 mOsm and about 350 mOsm, more preferably between about 275 mOsm and about 300 mOsm.
- the tonicity modifier is added to the liquid formulation before freeze-drying. In other instances, the tonicity modifier is added along with the diluent during reconstitution of the freeze-dried formulation.
- Excipients such as mannitol, sucrose, glycine, glycerol and sodium chloride are good tonicity adjusters. pH or Buffering Agents
- Buffers are typically included in pharmaceutical formulations to maintain the pH of the formulation at a physiologically acceptable pH.
- the desirable pH for a formulation may also be affected by the active agent.
- biopharmaceutical active agents have a higher activity within a range of pH.
- the pH of the formulation is maintained between about 5.0 and about 8.0, more typically between about 5.5 and about 7.5, or between about 6.0 and about 7.2.
- the buffer is included in the liquid formulation at a concentration between about 5 niM to about 50 mM, or between about 10 mM and 25 mM.
- Suitable buffers include buffers derived from an acid such as phosphate, aconitic, citric, gluaric, malic, succinic and carbonic acid. Typically, the buffer is employed as an alkali or alkaline earth salt of one of these acids. Frequently the buffer is phosphate or citrate, often citrate, for example sodium citrate or citric acid. Other suitable buffers include Tris and histidine buffers.
- a bulking agent in a formulation, for example, to increase the bulk of the final formulation, to increase the temperature of the primary drying process and/or to provide cake structure
- inclusion of a bulking agent is not without disadvantages.
- bulking agents may crystallize during the lyophilization process or during storage of the final product, resulting in the destabilization of the protein active agent, collapse or product variability, for example, by releasing water associated with the amorphous phase.
- maintaining the bulking agent in a substantially amorphous state may enhance protein stability.
- maintaining the bulking agent in a substantially crystalline state i.e., greater than 75 wt%, 85 wt%, 90 wt%, 93 wt%, or 95 wt% crystalline
- crystallization is influenced by many factors, including, but not limited to formulation variables (e.g., concentration of active agent), processing conditions (e.g., freezing rates), as well as the presence of a non-crystallizing solute.
- formulation variables e.g., concentration of active agent
- processing conditions e.g., freezing rates
- a formulation in one aspect of the invention, includes a protein active agent and at least a bulking agent in which the bulking agent is maintained in a substantially amorphous state (i.e., in which the solid bulking agent is less than 25 wt%, 15 wt%, 10 wt%, 7 wt% or 5 wt% crystalline) during the freeze-drying process and/or storage, hi another aspect of the invention, a formulation is provided that includes a protein active agent and at least a bulking agent in which the bulking agent is maintained in a substantially crystalline state (i.e., in which the solid bulking agent is greater than 75 wt%, 85 wt%, 90 wt%, 93 wt%, or 95 wt% crystalline) during the freeze-drying process and/or storage.
- crystallization of bulking agents such as mannitol can be influenced by both the bulking agent to saccharide stabilizing agent ratio and/or by the concentration of the protein active agent in the formulation.
- the crystallization of the bulking agent is controlled by decreasing the weight ratio of bulking agent to saccharide stabilizing agent plus protein active agent in the formulation.
- the inventors believe that decreasing the ratio of bulking agent to other amorphous components in the formulation may interfere with the ability of the bulking agent to crystallize.
- Table 1 provides a summary of known liquid formulations that are used to generate freeze-dried formulations.
- the saccharide is a disaccharide, such as sucrose and the bulking agent is mannitol.
- the term “bulking agent” refers to components of a formulation that provide bulk.
- the bulking agent of a freeze-dried formulation is maintained in a substantially amorphous state that includes less than about 25wt% crystalline bulking agent, or less than about 15 wt%, 10wt%, 7 wt% or 5 wt% crystalline bulking agent.
- a variety of bulking agents are known, including, but not limited to glycine and mannitol. In one embodiment, the bulking agent is mannitol.
- stabilizing agents are typically added to a formulation to improve stability of the protein formulation.
- concentration or amount of stabilizing agent may increase the stability of the protein formulation, the concentration or amount of stabilizing agent maybe limited by practical considerations, such as the osmolality of the final dosage form.
- the saccharide stabilizing agent is a disaccharide.
- the disaccharide is sucrose.
- the ratio of bulking agent to saccharide stabilizing agent is between about 5:1 and about 0.2:1, or between about 3:1 and about 0.45:1.
- the concentration of protein active agent in a pharmaceutical formulation is influenced by the desired properties of the clinical product.
- the efficacy of the product may be affected by the protein concentration.
- the desired protein concentration may also be affected by the route of administration.
- a higher concentration of protein active agent is generally desirable for subcutaneous administration when compared to intravenous administration.
- the concentration of protein in a biopharmaceutical formulation can affect crystallization of a bulking agent, such as mannitol.
- a bulking agent such as mannitol.
- the complex structure of proteins including numerous functional groups that can react non-specifically with the formulation components can influence the crystallization behavior of a bulking agent, such as mannitol. It is believed that the presence of protein may even inhibit crystallization of a bulking agent during lyophilization such that crystallization is incomplete in the final lyophilized product.
- the biopharmaceutical formulation of the invention includes one or more proteins at a concentration of at least about 0.1 mg/ml.
- the protein active agent is included in the liquid formulation at a concentration between about 0.1 mg/ml and 100 mg/ml.
- the physical state of the bulking agent (i.e., whether it exists as an amorphous solid or a crystalline solid) at the end of the freeze-drying process can be affected by the processing parameters used during the freeze-drying cycle (cooling rate, annealing time and temperature, primary and secondary drying conditions).
- the freeze-drying process is carried out under conditions sufficient to maintain the bulking agent in a substantially amorphous state (i.e., wherein less than about 25 wt% of the bulking agent present in the formulation is in a crystalline state).
- the freeze-drying process is carried out under conditions sufficient to maintain the bulking agent in a substantially crystalline state (i.e., wherein greater than about 75 wt% of the bulking agent present in the formulation is in a crystalline state).
- the freeze-dried formulation of the invention is suitable for parenteral administration, including intravenous, subcutaneous and intramuscular administration.
- DSC Differential scanning calorimetry
- XRD X-ray powder diffractometry
- the sample was subjected to a controlled temperature program ranging from -7O 0 C to 25 0 C and exposed to CuKa radiation in the continuous mode at chopper increments of 0.05°2 ⁇ .
- the angular range was 5 to 40°2 ⁇
- the step size was 0.05°2 ⁇
- the dwell time was 1 sec.
- FIG. 2 shows the effect of the mannitol to sucrose ratio (R) on Tg' (no protein).
- the Tg' of a formulation containing mannitol and sucrose is dependant on the mannitol to sucrose ratio (R).
- the ratio ofmannitol to sucrose (R) was increased, the Tg' decreased until the mannitol to sucrose reached a ratio of 1.5: 1.
- Tg' was relatively constant.
- mannitol to sucrose ratios (R) greater than 2.5:1 mannitol crystallization was evident.
- FIG 3 shows the effect of the mannitol to sucrose ratio (R) on Tg' in the presence of 20 mg/ml protein.
- An increase in the mannitol to sucrose ratio (R) in the presence of protein caused a similar decrease in Tg 1 as that ofmannitol and sucrose without protein (See Figure 2).
- the addition of protein (20 mg/ml) raised Tg' by approximately 4 0 C. This effect on Tg' was evident for mannitol to sucrose ratios (R) in the range of 0.5:1 to about 1.5:1 where Tg' stabilized.
- FIG 4 shows the effect of increased protein concentrations on Tg' in solutions containing mannitol and sucrose.
- the ratio ofmannitol to sucrose (R) was 1.1.
- the Tg' also increased. This suggests that primary drying may be performed at progressively higher temperatures.
- Figure 5 shows the effect of increased protein concentrations on Tg' for solutions containing mannitol and sucrose at a ratio (R) of 1.1. As the protein concentration increased, the Tg' increased, suggesting that primary drying may be performed at progressively higher temperatures.
- Example Ic the effect of the annealing temperature and time
- Figure 6 shows the effect of the annealing temperature (both above and below Tg') on a solution containing mannitol and sucrose at a ratio (R) of 3.0, in the absence of protein.
- annealing at both above and below Tg'
- mannitol crystallization at -45 0 C
- Tg' was -43.8°C.
- Figure 7 shows the effect of the annealing time on a mannitol-sucrose solution at a ratio (R) of 3.0, no protein, at an annealing temperature of -45 0 C.
- R ratio of 3.0, no protein
- Figure 8 shows the effect of the annealing temperature on a mannitol to sucrose solution at a ratio (R) of 1.95, no protein.
- R ratio
- Annealing facilitated mannitol crystallization only when annealed at temperatures greater than or equal to -47°C. There is no evidence on mannitol crystallization when annealed at -49 0 C.
- Figure 9 shows the effect of the annealing time on a mannitol to sucrose solution at a ratio (R) of 1.95, no protein, at an annealing temperature of -45°C.
- R ratio of 1.95
- no protein at an annealing temperature of -45°C.
- increasing the amount of sucrose relative to mannitol appears to inhibit mannitol crystallization.
- mannitol to sucrose ratio (R) of 1.95 mannitol crystallized only after annealing for 2 hours.
- Figure 10 shows real time monitoring of mannitol crystallization during freeze-drying by in situ XRD for a solution containing a mannitol to sucrose ratio (R) of 3.0, no protein. The presence of crystalline mannitol is shown by the characteristic peak of mannitol hydrate at 19.0°2 ⁇ .
- Figure 11 shows real time monitoring by in situ XRD of mannitol crystallization during freeze-drying of a solution containing a mannitol to sucrose ratio (R) of 3.0, with 11 mg/ml protein.
- R mannitol to sucrose ratio
- Example 2 The effect of the active agent on the physical state of mannitol in a lyophilized monoclonal antibody formulation.
- a human monoclonal antibody was the active agent and mannitol and sucrose were the bulking agent and the lyoprotectant, respectively.
- XRD low temperature X-ray powder diffractometry
- DSC differential scanning calorimetry
- the influence of the protein on the crystallization behavior of mannitol during various stages of freeze-drying was also evaluated.
- the protein concentration ranged between 10 and 50 mg/ml, which is high compared to many other protein formulations (see, e.g., Kreilgaard et al.
- the thermal behavior of frozen mannitol-sucrose solutions during and after annealing, in the absence and presence of the protein, were characterized using low temperature X-ray powder diffractometry (XRD) and differential scanning calorimetry (DSC). The influence of the protein on the crystallization behavior of mannitol during various stages of freeze-drying was also evaluated.
- XRD low temperature X-ray powder diffractometry
- DSC differential scanning calorimetry
- the aqueous solutions contained (1) different weight ratios of mannitol to sucrose; (2) the same weight ratio of mannitol to sucrose in the presence of citrate buffer; (3) mannitol, sucrose, citrate buffer and the protein.
- the sucrose and mannitol concentrations were in the range of 2 - 5% (w/v).
- the mannitol to sucrose weight ratios (R) were 0.45, 1.10, 1.50, 1.95, 2.50 and 3.00.
- the detailed solution compositions are provided in Table 2.
- the citrate buffer concentration was 10 mM and the solution pH was 6.5.
- the human monoclonal antibody hereafter referred as 'protein'
- its concentration ranged between 10 and 50 mg/ml. All solutions were subjected to membrane filtration (0.45 ⁇ m) except the protein solution.
- DSC Differential scanning calorimetry
- a differential scanning calorimeter (MDSC, Model 2920, TA Instruments, New Castle, DE) with a refrigerated cooling accessory was used.
- the DSC cell was calibrated using mercury and distilled water.
- About 12 -14 mg of the sample solution was weighed in an aluminum pan, sealed hermetically, cooled from room temperature to -70°C at 20°C/min and maintained at -7O 0 C for 30 minutes.
- the frozen solutions were then heated at 5°C/min to room temperature. Only the DSC heating curves were recorded.
- the frozen solutions were annealed at temperatures ranging from -25 to -45 0 C for time-periods of 15 to 480 minutes.
- Tg' glass transition temperature of maximally freeze-concentrated amorphous phase
- Tg' normally forms the basis for selection of the primary drying temperature. Therefore, our studies initially focused on the effect of the mannitol to sucrose weight ratio (R) on the Tg'. As shown in Figure 14, as R increased from 0.48 to 1.5, the Tg' decreased from -39 to -43°C. At R value > 1.5, the Tg' reached a plateau (-44.6°C).
- the primary drying temperature thus appears to be dependent on the fraction of crystalline phase in the formulation, as has been demonstrated in recent examples (see, e.g., Johnson et al. (2002) "Mannitol-sucrose mixtures-versatile formulations for protein lyophilization. Journal of Pharmaceutical Sciences 91: 914-922 and Chatterjee et al. In press. Partially Crystalline Systems in Lyophilization: JJ. Withstanding Collapse at High Primary Drying Temperatures and Impact on Protein Activity Recovery. Journal of Pharmaceutical Sciences). [0115] The inhibitory effect of sucrose on mannitol crystallization is also a subject of study.
- sucrose a noncrystallizing solute, prevents mannitol crystallization (see, e.g., Martini et al. (1997) "Use of Subambient Differential Scanning Calorimetry to Monitor the Frozen-State Behavior of Blends of Excipients for Freeze-Drying.” PDA Journal of Pharmaceutical Science & Technology 51 : 62-67).
- the extent of inhibition depends on the concentration ratio of mannitol to sucrose. As shown in Figure 15, when R is ⁇ 1.5, no crystallization exotherm was observed in the DSC profiles. A very small exotherm appeared just before the eutectic melting endotherm, at R > 1.95.
- Figure 18 shows that the enthalpy of crystallization increased with the annealing time.
- the enthalpy increased from 13.1 to 19.1 J/g when the annealing time was increased to 240 minutes from 30 minutes.
- protein 10 mg/ml
- the enthalpy increased from 12.5 to 16.8 J/g in the same time period.
- the protein concentration increased to 20 mg/ml
- the enthalpy increased from 12.4 J/g to 16.0 J/g.
- the increase in the enthalpy of crystallization with annealing time was more pronounced in the absence of protein. It can be inferred that the protein exhibits a concentration dependent inhibition of mannitol crystallization. In the absence of the protein, mannitol crystallization was initiated almost immediately. On the other hand, there was a lag time of 30 and 60 minutes at protein concentrations of 10 and 20 mg/ml, respectively.
- FIG. 21 shows the XRD data of a 5% w/w mannitol solution containing 1.7% w/w sucrose after cooling at 10°C/min to -70°C and annealing for 60 minutes at different temperatures for both in the absence and presence of the protein. No solute crystallization was detected after cooling to — 70 0 C. In the absence of protein ( Figure 21 A), after annealing for 60 minutes at -45 0 C, mannitol crystallization was not observed.
- the mannitol hydrate peak (9.4 and 17.9°2 ⁇ ) was observed after annealing at -35°C for an hour. However, the protein was effective in inhibiting mannitol crystallization at this temperature. When the annealing temperature was increased to -35 0 C, the protein continued to be effective in inhibiting mannitol crystallization. Characteristic peaks (e.g. at 9.1, 18, and 21 °2 ⁇ of mannitol hydrate) (see, e.g., Yu et al. 1999. Existence of a Mannitol Hydrate during Freeze-Drying and Practical Implications. Journal of Pharmaceutical Sciences 88: 196-198 emerged only after annealing at -25 0 C for 15 minutes).
- composition of mannitol-sucrose system has an impact on the Tg'.
- Protein concentration influences the Tg' and therefore the primary drying temperature.
- the protein inhibits both the nucleation and crystallization of mannitol.
- the presence of the protein and the protein concentration also influences the processing conditions (annealing time, annealing temperature and primary drying temperature).
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US11167030B2 (en) | 2007-11-30 | 2021-11-09 | Abbvie Biotechnology Ltd | Protein formulations and methods of making same |
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WO2015075201A1 (fr) | 2013-11-21 | 2015-05-28 | Genmab A/S | Formulation lyophilisée de conjugués anticorps-médicaments |
EP4420729A2 (fr) | 2013-11-21 | 2024-08-28 | Genmab A/S | Formulation de conjugué anticorps-médicament |
EP3287140B1 (fr) | 2015-04-21 | 2021-06-02 | Staidson (Beijing) Biopharmaceuticals Co., Ltd. | Composition de facteur de croissance nerveux et poudre injectable. |
EP3287139B1 (fr) | 2015-04-21 | 2021-08-11 | Staidson (Beijing) Biopharmaceuticals Co., Ltd. | Composition de facteur de croissance nerveux et poudre injectable |
WO2017121867A1 (fr) | 2016-01-13 | 2017-07-20 | Genmab A/S | Formulation pour anticorps et son conjugué pharmacologique |
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CN110606868A (zh) * | 2018-10-30 | 2019-12-24 | 中国科学院化学研究所 | 一种制备多肽或蛋白质单晶或无定型物的方法 |
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WO2006014965A3 (fr) | 2007-03-29 |
WO2006014965A9 (fr) | 2006-03-30 |
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